Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 May 2014 to 8 Dec 2019)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (1 Oct 2009 to 17 Mar 2014)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 10 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.