Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JULIAN HARRIS ADVISER NETWORK LIMITED
FRN 304155
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 11. Pension transfer specialist
- Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
- CF1 Director (AR) (since 25 Mar 2026)
- CF30 Customer (since 25 Mar 2026)
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Julian Harris Financial Consultants
FRN 153566
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 11. Pension transfer specialist
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 31 Jul 2019)
- CF30 Customer (since 31 Jul 2019)
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Pentagon Wealth Ltd
FRN 846206
- (1)Employed By (since 31 Jul 2019)
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- (24)Employed By (11 May 2016 to 20 Sep 2019)
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- CF30 Customer (24 Sep 2014 to 20 Sep 2019)
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- CF30 Customer (6 Apr 2010 to 25 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.