Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPE ANN ASSET MANAGEMENT LTD
FRN 735908
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Jul 2016 to 8 Dec 2019)
- CF3 Chief Executive (1 Jul 2016 to 8 Dec 2019)
- CF30 Customer (1 Jul 2016 to 8 Dec 2019)
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- CF30 Customer (5 Nov 2015 to 1 Sep 2016)
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- CF30 Customer (20 Jun 2012 to 8 Sep 2015)
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- CF30 Customer (1 Nov 2007 to 12 Sep 2011)
- CF27 Investment Management (30 Mar 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.