Jonathan Barker Platt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RLUM Limited (no longer approved here)

    FRN 144032

    • [FCA CF] Manager of certification employee (7 Feb 2024 to 31 Dec 2024)
    • [FCA CF] Material risk taker (1 Apr 2022 to 31 Dec 2024)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • [FCA CF] Manager of certification employee (7 Feb 2024 to 31 Dec 2024)
    • [FCA CF] Material risk taker (1 Apr 2022 to 31 Dec 2024)
    • CF1 Director (16 Sep 2003 to 28 Jul 2017)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (16 Sep 2003 to 11 Apr 2017)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.