Jonathan Azern

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Material risk taker (1 Apr 2019 to 4 Aug 2023)
- [FCA CF] Manager of certification employee (20 Aug 2018 to 4 Aug 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Aug 2023)
- CF30 Customer (20 May 2010 to 6 Mar 2016)
Evelyn Partners Securities (no longer approved here)
FRN 124255
- CF30 Customer (20 Jan 2010 to 26 Feb 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.