Jonathan Antony Graham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2025)
    • [FCA CF] Client dealing (9 Feb 2017 to 1 Jul 2018)
    • [FCA CF] Manager of certification employee (9 Feb 2017 to 1 Jul 2018)
    • [PRA CF] Managing a material risk taker (9 Feb 2017 to 1 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (8 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (31 Dec 2014 to 6 Mar 2016)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Managing a material risk taker (since 16 Sep 2025)
    • [PRA CF] Managing a material risk taker (13 Aug 2018 to 15 Aug 2023)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 4 Jul 2018)
    • [FCA CF] Client dealing (1 Jul 2018 to 24 Sep 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Sep 2014)
    • CF21 Investment Adviser (31 Aug 2005 to 31 Oct 2007)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF21 Investment Adviser (4 Nov 2002 to 30 Nov 2004)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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