Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • SMF3 Executive Director (22 Jun 2017 to 15 Nov 2018)
    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 22 Jun 2017)
    • CF1 Director (22 Jan 2010 to 6 Mar 2016)
    • CF2 Non Executive Director (22 Jun 2009 to 22 Jan 2010)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF1 Director (22 Jan 2010 to 15 Nov 2018)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF1 Director (22 Jan 2010 to 15 Nov 2018)
    • CF2 Non Executive Director (22 Jun 2009 to 22 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.