Jonathan Anthony Ellis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2023)
    • [FCA CF] Client dealing (since 6 Feb 2023)
  • P J AIKEN LIMITED (no longer approved here)

    FRN 442673

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Feb 2023)
    • CF30 Customer (26 Mar 2014 to 8 Dec 2019)
  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • CF30 Customer (1 Nov 2007 to 27 Feb 2014)
    • CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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