Jonathan Anthony Curtis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Apr 2024)
- CF1 Director (AR) (15 Jun 2017 to 28 Sep 2017)
- CF30 Customer (15 Jun 2017 to 15 Apr 2024)
Curtis Financial Management Ltd (no longer approved here)
FRN 780892
- Employed By (15 Jun 2017 to 3 Oct 2017)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (17 Jul 2015 to 6 Mar 2016)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (17 May 2013 to 21 Nov 2013)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (136)Employed By (17 May 2013 to 21 Nov 2013)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (10 Mar 2009 to 20 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.