Jonathan Andrew Spencer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Grayling Mortgage Solutions Limited

    FRN 796182

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Apr 2018)
    • CF10 Compliance Oversight (3 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Apr 2018 to 30 Sep 2018)
    • CF1 Director (3 Apr 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF21 Investment Adviser (25 Oct 2002 to 25 May 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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