Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 15 Aug 2025)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • [FCA CF] Material risk taker (1 Sep 2023 to 4 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Sep 2023 to 15 Apr 2024)
    • [FCA CF] Significant management (1 Sep 2023 to 4 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2023 to 4 Sep 2025)
    • SMF24 Chief Operations (16 Apr 2019 to 1 Sep 2023)
    • CF29 Significant management (24 Oct 2014 to 9 Dec 2018)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF21 Investment Adviser (1 Dec 2001 to 16 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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