Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Mar 2026)
    • CF30 Customer (since 3 Mar 2026)
    • (1)Employed By (since 3 Mar 2026)
    • (1)Employed By (since 19 May 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (19 May 2024 to 19 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (29 Sep 2022 to 21 Jun 2024)
    • CF30 Customer (1 Aug 2022 to 21 Jun 2024)
  • Thomas and Young Wealth Management Limited (no longer approved here)

    FRN 648146

    • Employed By (1 Aug 2022 to 25 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.