Jonathan Alexander Willis

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Future Start Independent Financial Planning Limited

    FRN 736240

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (9 Aug 2016 to 8 Dec 2019)
    • CF1 Director (9 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (9 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Aug 2016 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (18 Jun 2014 to 30 Nov 2016)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (28 Mar 2011 to 6 Jun 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (14 Dec 2007 to 27 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.