Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2016)
    • CF21 Investment Adviser (15 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Mar 2006 to 15 Nov 2006)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (15 Nov 2006 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (27 Mar 2006 to 15 Nov 2006)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 29 Jul 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (8 Jul 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (6 Aug 2002 to 8 Jul 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (8 Jul 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (6 Aug 2002 to 8 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.