Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Harris Williams & Co. Ltd
FRN 540892
- [FCA CF] Client dealing (since 5 Feb 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Sep 2023)
- CF30 Customer (20 Jul 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 28 Jan 2011)
- CF22 Investment Adviser (Trainee) (9 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.