Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (1 May 2021 to 5 May 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (1 May 2021 to 5 May 2021)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (1 May 2021 to 5 May 2021)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (1 May 2021 to 1 Aug 2021)
    • [FCA CF] Material risk taker (1 May 2021 to 1 Aug 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (20 Jul 2018 to 1 Aug 2021)
    • [FCA CF] Manager of certification employee (29 Mar 2017 to 8 Aug 2019)
    • [FCA CF] Client dealing (7 Feb 2017 to 1 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.