Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 29 Sep 2023)
    • [FCA CF] Manager of certification employee (since 4 Apr 2023)
    • [FCA CF] Client dealing (since 20 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Feb 2023)
    • [FCA CF] Material risk taker (since 20 Feb 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Feb 2023)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 19 Feb 2023)
    • [FCA CF] Client dealing (9 Aug 2019 to 19 Feb 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Feb 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Feb 2023)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 19 Feb 2023)
    • [FCA CF] Client dealing (9 Aug 2019 to 19 Feb 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (1 Jun 2020 to 19 Feb 2023)
    • [FCA CF] Material risk taker (27 Jan 2020 to 19 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 19 Feb 2023)
    • [FCA CF] Client dealing (9 Aug 2019 to 19 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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