Jon Pliner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Seaport Group Europe LLP
FRN 526965
- [FCA CF] Manager of certification employee (since 14 Nov 2022)
- [FCA CF] Client dealing (since 4 May 2020)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (17 Aug 2009 to 21 Jun 2019)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (12 Feb 2009 to 23 Apr 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.