Jon Owen Avis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RWM 2007 Limited
FRN 1016243
- (3)Employed By (since 4 Sep 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF30 Customer (since 17 Dec 2023)
- Appointed representative dealing with clients for which they require qualification (since 21 Aug 2023)
Ashleyjai Wealth Management Limited (no longer approved here)
FRN 782103
- Employed By (17 Dec 2023 to 15 Sep 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.