Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 May 2021)
    • CF30 Customer (1 Nov 2007 to 21 May 2021)
    • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2006 to 17 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.