Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF30 Customer (1 Nov 2007 to 7 Mar 2013)
    • CF26 Customer Trading (22 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (26 May 2005 to 22 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.