Jon Handley Lowson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J H Lowson & Company Limited

    FRN 582104

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (7 Apr 2016 to 30 Sep 2018)
    • CF30 Customer (2 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2012 to 8 Dec 2019)
    • CF1 Director (2 Oct 2012 to 8 Dec 2019)
  • Duncan Hall Financial Planning Services Ltd (no longer approved here)

    FRN 187097

    • (3)Employed By (16 Dec 2005 to 11 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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