Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Dec 2016 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (30 Apr 2013 to 31 Dec 2016)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (407)Employed By (30 Apr 2013 to 31 Dec 2016)
  • Doyle & Leigh Financial Services Ltd (no longer approved here)

    FRN 210395

    • (3)Employed By (4 May 2006 to 23 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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