Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Aug 2025)
    • [FCA CF] Manager of certification employee (since 1 Aug 2025)
    • [FCA CF] Algorithmic trading (since 1 Aug 2025)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 24 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2025)
    • CF30 Customer (27 Feb 2015 to 8 Dec 2019)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Nov 2007 to 19 Mar 2009)
    • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF26 Customer Trading (28 Aug 2002 to 1 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.