Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WINTERFLOOD SECURITIES LIMITED
FRN 141455
- [FCA CF] Client dealing (since 1 Aug 2025)
- [FCA CF] Manager of certification employee (since 1 Aug 2025)
- [FCA CF] Algorithmic trading (since 1 Aug 2025)
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- [FCA CF] Algorithmic trading (9 Dec 2019 to 24 Jul 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2025)
- CF30 Customer (27 Feb 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 19 Mar 2009)
- CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
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- CF26 Customer Trading (28 Aug 2002 to 1 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.