Johnny Chow

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Manager of certification employee (2 Mar 2022 to 11 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 20 Dec 2024)
    • [FCA CF] Material risk taker (10 Dec 2018 to 20 Dec 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 20 Dec 2024)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (3 Feb 2012 to 1 Jun 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
    • CF21 Investment Adviser (28 Apr 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
    • CF21 Investment Adviser (28 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.