Johnathan Paul Baines

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (28 Dec 2011 to 2 Dec 2012)
Alexander Calder Financial Ltd (no longer approved here)
FRN 407890
- (7)Employed By (5 Jan 2009 to 31 Dec 2010)
RLUM Limited (no longer approved here)
FRN 144032
- CF22 Investment Adviser (Trainee) (27 Jul 2005 to 2 Dec 2005)
- CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2004)

Updates to this individual's record on the FCA register.

12 hours ago
controlled function removed: Employed By at Alexander Calder Financial Ltd
12 hours ago
controlled function added: (7)Employed By at Alexander Calder Financial Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.