Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2021 to 3 Feb 2022)
    • CF30 Customer (27 May 2021 to 3 Feb 2022)
  • SeventySeven Wealth Management Limited (no longer approved here)

    FRN 623059

    • (9)Employed By (27 May 2021 to 3 Feb 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Feb 2021)
    • CF30 Customer (9 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.