Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Nov 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Nov 2021)
- CF1 Director (AR) (2 Dec 2015 to 22 Nov 2021)
- CF30 Customer (1 Nov 2007 to 22 Nov 2021)
- CF4 Partner (AR) (4 Jul 2006 to 30 Mar 2016)
- CF7 Sole Trader (AR) (29 Oct 2003 to 6 Jul 2006)
- CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2006)
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- Employed By (2 Dec 2015 to 22 Nov 2021)
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- Employed By (6 Jul 2006 to 30 Mar 2016)
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- Employed By (29 Oct 2003 to 22 Nov 2021)
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- Employed By (1 Dec 2001 to 28 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.