Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Jan 2010 to 12 Nov 2013)
  • John Williams (no longer approved here)

    FRN 419875

    • (3)Employed By (22 Jan 2010 to 12 Nov 2013)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (1 Nov 2007 to 18 Dec 2008)
    • CF27 Investment Management (22 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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