Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (8 May 2009 to 31 Jan 2010)
- CF10 Compliance Oversight (26 Jul 2005 to 2 Mar 2009)
- CF11 Money Laundering Reporting (26 Jul 2005 to 2 Mar 2009)
- CF1 Director (26 Jul 2005 to 2 Mar 2009)
- CF8 Apportionment and Oversight (26 Jul 2005 to 2 Mar 2009)
- Responsible for Insurance Mediation (26 Jul 2005 to 2 Mar 2009)
- CF21 Investment Adviser (26 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.