John William Humm

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase Buckingham Limited (no longer approved here)

    FRN 195271

    • CF30 Customer (1 Nov 2007 to 22 Dec 2014)
    • CF22 Investment Adviser (Trainee) (10 Jan 2002 to 10 Jan 2002)
    • CF1 Director (AR) (10 Jan 2002 to 22 Dec 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Dec 2014)
    • CF1 Director (1 Dec 2001 to 22 Dec 2014)
  • Chase Buckingham (Wimborne) Ltd (no longer approved here)

    FRN 219460

    • Employed By (1 Dec 2001 to 22 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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