Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 Feb 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 22 May 2019)
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- CF30 Customer (1 Nov 2007 to 22 May 2012)
- CF21 Investment Adviser (4 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Aug 2004 to 4 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.