Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 May 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 22 May 2012)
    • CF21 Investment Adviser (4 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Aug 2004 to 4 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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