John William Goldie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Jul 2018)
    • CF1 Director (AR) (6 Jun 2018 to 11 Jun 2018)
    • CF30 Customer (18 May 2018 to 11 Jun 2018)
  • John Goldie

    FRN 809252

    • (1)Employed By (since 17 Jul 2018)
    • (1)Employed By (18 May 2018 to 11 Jun 2018)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (4 Dec 2013 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2011 to 31 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.