Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (since 25 Nov 2021)
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- CF1 Director (21 Nov 2007 to 1 Oct 2009)
- CF30 Customer (1 Nov 2007 to 28 Feb 2010)
- CF21 Investment Adviser (12 Jul 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (5 Jun 2003 to 28 Feb 2009)
- CF11 Money Laundering Reporting (5 Jun 2003 to 28 Feb 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.