Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 25 Nov 2021)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF1 Director (21 Nov 2007 to 1 Oct 2009)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF21 Investment Adviser (12 Jul 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (5 Jun 2003 to 28 Feb 2009)
    • CF11 Money Laundering Reporting (5 Jun 2003 to 28 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.