John William Gates

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stow Wealth Management Ltd

    FRN 468416

    • (3)Employed By (since 29 Dec 2021)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 21 Jun 2017)
  • Woodfall Wealth Consultancy Limited (no longer approved here)

    FRN 628234

    • Employed By (21 Jun 2017 to 4 Jan 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Jun 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Stow Wealth Management Ltd

  2. controlled function added: (3)Employed By at Stow Wealth Management Ltd