Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Jun 2022)
    • [FCA CF] Client dealing (since 28 Jun 2022)
  • Cook Boatman & Associates Ltd (no longer approved here)

    FRN 152937

    • Employed By (1 Jul 2005 to 29 Dec 2006)
  • Boatman Financial Services (no longer approved here)

    FRN 219545

    • Employed By (15 Oct 2002 to 8 Dec 2019)
  • Martin J Roberts & Co Ltd (1637) (no longer approved here)

    FRN 147260

    • (2)Employed By (1 Oct 1998 to 22 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.