John William Bamber

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carleton Financial Planning Limited

    FRN 138117

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (since 24 Feb 2016)
    • CF30 Customer (since 5 Aug 2013)
    • CF11 Money Laundering Reporting (4 Nov 2019 to 8 Dec 2019)
    • CF1 Director (4 Nov 2019 to 8 Dec 2019)
  • John Bamber & Co Ltd

    FRN 551672

    • (1)Employed By (since 5 Aug 2013)
    • (1)Employed By (23 Aug 2011 to 31 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at John Bamber & Co Ltd

  2. controlled function added: (1)Employed By at John Bamber & Co Ltd