Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2020)
- CF30 Customer (15 Apr 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
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- Employed By (2 Jul 2007 to 30 Jun 2010)
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- (2)Employed By (29 Nov 2005 to 14 Jun 2007)
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- CF7 Sole Trader (AR) (11 Sep 2002 to 25 May 2004)
- CF21 Investment Adviser (11 Sep 2002 to 25 May 2004)
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- Employed By (11 Sep 2002 to 8 Dec 2019)
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- (2)Employed By (1 Oct 1998 to 20 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.