John Wain

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FHFS Group Ltd

    FRN 969160

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2022)
    • SMF16 Compliance Oversight (since 3 Oct 2022)
    • SMF3 Executive Director (since 3 Oct 2022)
    • Responsibility for MCD Intermediation (since 3 Oct 2022)
    • Responsible for Insurance Distribution (since 3 Oct 2022)
  • Nouveau FS Group Limited (no longer approved here)

    FRN 833862

    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 1 Jun 2024)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (2 Apr 2020 to 31 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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