Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF4 Partner (AR) (since 21 Aug 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 22 Aug 2016)
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John Trickett Wealth Management LP
FRN 1001082
- (2)Employed By (since 21 Aug 2023)
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- CF30 Customer (1 Nov 2007 to 6 Jun 2016)
- CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Apr 2005 to 26 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.