Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Material risk taker (since 25 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF29 Significant management (4 Mar 2014 to 1 Oct 2018)
    • CF1 Director (18 Feb 2010 to 22 Nov 2013)
    • CF30 Customer (18 Feb 2010 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 25 Nov 2020)
    • [FCA CF] Material risk taker (since 25 Nov 2020)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Sep 2022)
    • CF1 Director (8 May 2015 to 8 Dec 2019)
    • CF30 Customer (18 Feb 2010 to 8 Dec 2019)
    • CF29 Significant management (18 Feb 2010 to 8 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.