John Tanner

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tanner Financial Services Ltd

    FRN 927704

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • Responsible for Insurance Distribution (since 7 Dec 2020)
    • SMF16 Compliance Oversight (since 7 Dec 2020)
    • SMF3 Executive Director (since 7 Dec 2020)
    • Responsibility for MCD Intermediation (since 7 Dec 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jan 2021)
  • P Stone Financial Services (1960) (no longer approved here)

    FRN 173375

    • (1)Employed By (1 Sep 2004 to 29 Dec 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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