John Steven Shaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- [FCA CF] Functions requiring qualifications (26 Mar 2020 to 5 Jul 2021)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF1 Director (AR) (1 Dec 2001 to 14 May 2004)
- CF21 Investment Adviser (1 Dec 2001 to 14 May 2004)
Broadleaf Financial Services Limited (no longer approved here)
FRN 182524
- Employed By (1 Dec 2001 to 24 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.