Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (6 Oct 2008 to 28 Dec 2010)
  • NJH Wealth Management Limited (no longer approved here)

    FRN 415073

    • (1)Employed By (22 Jan 2008 to 14 May 2008)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 14 May 2008)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jan 2007 to 1 Aug 2007)
  • John Scrivens (no longer approved here)

    FRN 214959

    • (2)Employed By (9 Jan 2007 to 22 Jan 2008)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (9 Dec 2005 to 28 Dec 2006)
    • CF1 Director (AR) (1 Jun 2005 to 8 Jan 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 9 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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