Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Counties Building Society (no longer approved here)

    FRN 206080

    • CF10 Compliance Oversight (1 Nov 2007 to 7 May 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 May 2012)
    • CF3 Chief Executive (1 Dec 2001 to 7 May 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Apr 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 7 May 2012)
  • Hampshire Trust Bank Plc (no longer approved here)

    FRN 204601

    • CF1 Director (2 Nov 2006 to 28 Feb 2009)
  • Counties Home Loan Management Limited (no longer approved here)

    FRN 305245

    • Responsible for Insurance Mediation (14 Jan 2005 to 7 May 2012)
    • CF1 Director (31 Oct 2004 to 7 May 2012)
    • CF3 Chief Executive (31 Oct 2004 to 7 May 2012)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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