Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (1 Nov 2007 to 7 May 2012)
- Responsible for Insurance Mediation (14 Jan 2005 to 7 May 2012)
- CF3 Chief Executive (1 Dec 2001 to 7 May 2012)
- CF11 Money Laundering Reporting (1 Dec 2001 to 30 Apr 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 7 May 2012)
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- CF1 Director (2 Nov 2006 to 28 Feb 2009)
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- Responsible for Insurance Mediation (14 Jan 2005 to 7 May 2012)
- CF1 Director (31 Oct 2004 to 7 May 2012)
- CF3 Chief Executive (31 Oct 2004 to 7 May 2012)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.