John Stephen Casey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
    • [FCA CF] Manager of certification employee (since 1 Jun 2023)
  • CRN Financial Management Services Ltd (no longer approved here)

    FRN 159225

    • Employed By (22 Oct 2003 to 26 Mar 2004)
  • Carleton Financial Planning Limited (no longer approved here)

    FRN 138117

    • CF24 Pension Transfer Specialist (2 Oct 2002 to 3 Oct 2003)
    • CF21 Investment Adviser (9 May 2002 to 3 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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