Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • [FCA CF] Client dealing (2 Jun 2023 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (2 Jun 2023 to 31 Dec 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 21 Feb 2011)
    • CF1 Director (AR) (26 Jan 2006 to 21 Feb 2011)
    • CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
  • 4 Life Financial Services Ltd (no longer approved here)

    FRN 446573

    • Employed By (26 Jan 2006 to 8 Sep 2017)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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