Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (26 Nov 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (14 Aug 2017 to 5 Aug 2019)
    • CF30 Customer (20 Nov 2008 to 12 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.