John Stainsby

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • SMF1 Chief Executive (16 Mar 2021 to 4 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 29 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2023)
    • CF1 Director (7 Oct 2016 to 8 Dec 2019)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • SMF1 Chief Executive (16 Mar 2021 to 4 Aug 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 29 Mar 2023)
    • CF1 Director (7 Oct 2016 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF1 Director (18 Jun 2013 to 29 May 2015)
    • CF27 Investment Management (2 Apr 2002 to 31 Dec 2003)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.