Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Succession Financial Management Limited
FRN 225831
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 13 Dec 2023)
- [FCA CF] Client dealing (since 13 Dec 2023)
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SUCCESSION WEALTH MANAGEMENT LIMITED
FRN 588378
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 13 Dec 2023)
- [FCA CF] Functions requiring qualifications (since 13 Dec 2023)
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- [FCA CF] Functions requiring qualifications (21 Mar 2022 to 11 Sep 2023)
- [FCA CF] Client dealing (21 Mar 2022 to 11 Sep 2023)
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- Appointed representative dealing with clients for which they require qualification (26 Oct 2021 to 28 Feb 2022)
- CF30 Customer (8 Oct 2021 to 28 Feb 2022)
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- (563)Employed By (8 Oct 2021 to 28 Feb 2022)
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- [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
- CF30 Customer (27 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (20 Nov 2017 to 18 Mar 2019)
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- CF30 Customer (25 Apr 2017 to 29 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.